Dinesh Jain
Professional summary
Dinesh Jain, who also goes by Dinesh Dennis Jain, is a registered financial professional currently at ADELPHI STOCK BROKERS located in New York, New York.
Dinesh is registered as a RR (Registered Representative) and started their career in finance in 1996. Dinesh has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 23, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dinesh Jain's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2025 - Present
ADELPHI STOCK BROKERS
Office #1: 575 Fifth Av 8th Floor, New York, NY 10017March 16, 2018 - November 8, 2024
BNP PARIBAS SECURITIES CORP.
August 19, 2008 - July 19, 2018
BNP PARIBAS PRIME BROKERAGE, INC.
October 1, 1997 - October 1, 2008
BANC OF AMERICA SECURITIES LLC
June 26, 1996 - October 1, 1997
MONTGOMERY SECURITIES
February 2, 1996 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 2, 1996 - January 29, 2001
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/23/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ADELPHI STOCK BROKERS
CRD#: 309048 / SEC#: , 8-70519
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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