Ceferino Rodriguez
Professional summary
Ceferino Rodriguez, who also goes by Ceferino N Rodriguez, Ceferino Nmn Rodriguez, Cerefino N Rodriguez, Cerefino Nmn Rodriguez, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Wesley Chapel, Florida and TRUIST INVESTMENT SERVICES, INC. located in Lutz, Florida.
Ceferino is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Ceferino has worked at 16 firms and has passed the Series 66, Series 63, Series 57TO, Series 52TO, Series 3, SIE, Series 55, Series 7, Series 9, Series 10, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ceferino Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
July 7, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 16520 N Nebraska Ave, Lutz, FL 33549February 7, 2020 - July 13, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 25, 2019 - July 13, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 18, 2016 - December 31, 2019
RAYMOND JAMES & ASSOCIATES, INC.
November 3, 2016 - December 31, 2019
RAYMOND JAMES & ASSOCIATES, INC.
December 4, 2015 - October 24, 2016
INVESTACORP ADVISORY SERVICES INC
November 30, 2015 - October 24, 2016
INVESTACORP, INC.
September 26, 2011 - July 10, 2015
INDEPENDENT FINANCIAL PARTNERS
May 18, 2011 - September 8, 2015
LPL FINANCIAL LLC
February 24, 2010 - March 18, 2010
MORGAN STANLEY
January 20, 2003 - February 25, 2010
GUNNALLEN FINANCIAL, INC
February 15, 2001 - August 5, 2002
BMO CAPITAL MARKETS CORP.
February 24, 2000 - December 22, 2000
WIT CAPITAL CORPORATION
May 25, 1999 - February 9, 2000
TRADE-WELL DISCOUNT INVESTING, LLC.
March 20, 1999 - May 25, 1999
CITIGROUP GLOBAL MARKETS INC.
October 24, 1997 - March 30, 1999
TRADE-WELL DISCOUNT INVESTING, LLC.
March 4, 1997 - August 6, 1997
MURIEL SIEBERT & CO., LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2021)
(7/15/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 12/5/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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