Connie A. Voigt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Connie Ann Voigt, who also goes by Connie Ann Voight, was a registered financial professional .
Connie is a previously registered financial professional and started their career in finance in 1997. Connie had worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2018 - May 1, 2020
CHEVY CHASE TRUST COMPANY
June 1, 2009 - September 28, 2010
MORGAN STANLEY
June 1, 2009 - September 28, 2010
MORGAN STANLEY
September 1, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
September 1, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
April 3, 2002 - September 22, 2005
UBS FINANCIAL SERVICES INC.
March 27, 2002 - September 22, 2005
UBS FINANCIAL SERVICES INC.
November 12, 2001 - March 27, 2002
RBC CAPITAL MARKETS, LLC
June 6, 2001 - December 19, 2001
UBS FINANCIAL SERVICES INC.
March 2, 1998 - December 13, 2000
RBC CAPITAL MARKETS, LLC
March 27, 1997 - March 2, 1998
DAIN RAUSCHER INCORPORATED
March 18, 1997 - April 1, 1997
RBC CAPITAL MARKETS, LLC
Primary Firm SEC Registration
CHEVY CHASE TRUST COMPANY
CRD#: 110742 / SEC#: 801-55134
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHEVY CHASE TRUST COMPANY
CRD#: 110742 / SEC#: 801-55134
Contact information
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,016 |
| AUM (Assets Under Management) | $ 40,286,791,400 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 01/26/2024 | ||
| 04/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
