Marianne V. Leedy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marianne Vaubel Leedy, who also goes by Marianne V. Ten Eyck, Marianne Vaubel, was a registered financial professional .
Marianne is a previously registered financial professional and started their career in finance in 1993. Marianne had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2012 - September 25, 2023
RASKOB KAMBOURIAN FINANCIAL ADVISORS, LTD.
March 30, 2005 - October 17, 2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 25, 2005 - October 17, 2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 18, 2002 - November 24, 2003
INVESMART ADVISORS INC
November 18, 2002 - November 24, 2003
INVESMART SECURITIES, LLC
February 19, 1997 - May 21, 2002
OSAIC WEALTH, INC.
February 10, 1995 - February 12, 1997
THE ADVISORS GROUP, INC.
February 14, 1994 - June 7, 1994
HOWARD WEIL INCORPORATED
April 28, 1993 - February 17, 1994
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RASKOB KAMBOURIAN FINANCIAL ADVISORS, LTD.
CRD#: 105047 / SEC#: 801-25980
Contact information
Regulatory assets under management
| Total Number of Accounts | 75 |
| AUM (Assets Under Management) | $ 77,014,832 |
Red Flags
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