Richard Gerdy Jr.
Professional summary
Richard Gerdy Jr., who also goes by Richard Jon Gerdy Jr, is a registered financial professional currently at HOVDE GROUP, LLC located in Inverness, Illinois.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2003. Richard has worked at 5 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 57TO, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Gerdy Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
May 25, 2020 - Present
HOVDE GROUP, LLC
Office #1: 1629 Colonial Parkway, Inverness, IL 60067April 8, 2010 - August 16, 2013
OPTIONSHOUSE1, LLC
March 8, 2010 - May 28, 2010
HIMCO DISTRIBUTION SERVICES COMPANY
May 1, 2008 - October 6, 2009
UBS FINANCIAL SERVICES INC.
April 10, 2008 - October 6, 2009
UBS FINANCIAL SERVICES INC.
August 25, 2003 - September 7, 2007
G1 EXECUTION SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/30/2020)
Exams
Series 7TO
Date: 6/19/2020
General Securities Representative ExaminationSeries 57TO
Date: 5/23/2020
Securities Trader ExamSeries 55
Date: 9/12/2003
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
HOVDE GROUP, LLC
CRD#: 25425 / SEC#: , 8-41597
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOVDE, STEVEN DONALD | CHAIRMAN, CHIEF EXECUTIVE OFFICER | 1907781 |
| BARBARINE, NICKOLAS JOHN | SENIOR MANAGING PARTNER | 2274812 |
| HOVDE, KIRK STEVEN | MANAGING PARTNER/HEAD OF INVESTMENT BANKING | 5552791 |
| DAVIS, PATRICIA LYNN | CHIEF COMPLIANCE OFFICER | 5613123 |
| DIJOHN, ANTHONY JOHN | CFO/FINOP | 6370306 |
| HEDREI, MICHAEL STEPHEN | MANAGING PARTNER/HEAD OF CAPITAL MARKETS | 4243972 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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