Jonn A. Laney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonn Andre Laney, who also goes by John Andre Laney, was a registered financial advisor .
Jonn is a previously registered financial advisor and started their career in finance in 1993. Jonn had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2009 - February 4, 2010
FINTEGRA, LLC
October 23, 2009 - February 4, 2010
FINTEGRA, LLC
June 26, 2009 - July 29, 2009
ADVANCED EQUITIES, INC.
June 26, 2009 - July 29, 2009
ADVANCED EQUITIES, INC.
February 15, 2008 - June 5, 2009
LASALLE ST SECURITIES, L.L.C.
June 30, 2003 - December 31, 2007
LASALLE ST SECURITIES, L.L.C.
April 26, 2001 - April 14, 2003
SANCTUARY SECURITIES, INC.
December 19, 2000 - May 3, 2001
AUERBACH, POLLAK & RICHARDSON INC.
October 26, 1998 - December 19, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION
February 13, 1998 - October 5, 1998
H.J. MEYERS & CO., INC.
April 30, 1993 - December 2, 1997
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINTEGRA, LLC
CRD#: 16741 / SEC#: 801-56275, 8-34434
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINTEGRA HOLDINGS, LLC | SHAREHOLDERS | |
| CAURRO, STEPHEN ANTHONY | BOARD OF DIRECTORS | 5845813 |
| CONNER, DANIEL | BOARD OF DIRECTORS | |
| SCHMITZ, DOUGLAS GENE | BOARD OF DIRECTORS | 1771132 |
| SCHUH, JEFFREY ALLEN | CHIEF FINANCIAL OFFICER, FINOP | 1036839 |
| WALTER, KENNETH JOHN | BOARD OF DIRECTORS | 5845803 |
| WEBER, DOREEN LEA | PRESIDENT/CEO/CCO | 1368639 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
