Karl C. Reeves
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karl Christian Reeves, who also goes by Karl Reeves, Karl Christian Revesz Jr, Karl Christian Revesz, was a registered financial professional .
Karl is a previously registered financial professional and started their career in finance in 1993. Karl had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2013 - August 27, 2015
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
February 8, 2008 - July 19, 2013
STONEX SECURITIES INC.
October 29, 2004 - February 7, 2008
PRINCIPLED ADVISORS, INC.
September 21, 1998 - November 2, 2004
EMMETT A LARKIN COMPANY, INC.
November 11, 1994 - September 29, 1998
TAGLICH BROTHERS, INC.
October 3, 1994 - November 23, 1994
PRIME CHARTER LTD.
August 3, 1994 - October 4, 1994
FIRST CAMBRIDGE SECURITIES CORPORATION
July 20, 1993 - August 12, 1994
INVESTORS ASSOCIATES, INC.
April 14, 1993 - July 19, 1993
J. GREGORY & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
CRD#: 130390 / SEC#: , 8-66335
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RETHINK, LLC | OWNER | |
| ATKINS, BRADLEY DALE | OWNER | 2963790 |
| SHANAHAN, DANIEL JAMES | CHIEF EXECUTIVE OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | PRINCIPAL OPERATIONS OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | CHIEF COMPLIANCE OFFICER | 3277912 |
| WOODWARD, CASSANDRA TALEEN | CHIEF FINANCIAL OFFICER | 2956369 |
| WOODWARD, CASSANDRA TALEEN | PRINCIPAL FINANCIAL OFFICER & FINOP | 2956369 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
