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Robert E Vitale

ELE WEALTH SOLUTIONS
WALLINGFORD, CT
·CRD# 2332412·33 years experience

Professional Summary

Robert E Vitale, who also goes by Robert E VItale Jr, Robert E Jr Vitale, is a registered financial advisor currently at ELE WEALTH SOLUTIONS, INC. located in Wallingford, Connecticut. Robert is registered as a RR (Registered Representative) and started their career in finance in 1993. Robert has worked at 4 firms and has passed the SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert E Vitale Jr, Robert E Jr Vitale

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

ELE WEALTH SOLUTIONS, INC.·CRD# 38931
BD
420 Center Street, Wallingford, CT 06492-4207
February 23, 2005 - Present
CADARET, GRANT & CO., INC.·CRD# 10641
BD
Syracuse, NY
June 27, 1995 - December 31, 2003
MAIN STREET MANAGEMENT COMPANY·CRD# 547
BD
Boston, MA
August 5, 1993 - July 21, 1995
HIMCO DISTRIBUTION SERVICES COMPANY·CRD# 6604
BD
Hartford, CT
April 2, 1993 - February 9, 1994

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Current Firm

EW
ELE WEALTH SOLUTIONS, INC.

ELE WEALTH ADVISORS | GDC SECURITIES, LLC | ELE WEALTH SOLUTIONS, INC. | ELE WEALTH ADVISORS, INC.

CRD#: 38931 / SEC#: 8-48467
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

18700 W. 10 Mile Road, Ste 100, Southfield, MI 48075

Mailing Address

18700 W. 10 Mile Road, Ste 100, Southfield, MI 48075

Phone Number

(248) 356-6555

Established

Michigan since 12/10/2012

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (33 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LIDDELL, ELLIS NUROGARPRESIDENT, CEO, CCO1035964
PARRAN, TAMMIE MOOREFINOP, CFO4466243

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(2/24/2005)
RR
Florida
(11/1/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1993About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert E Vitale's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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