Ellis Nurogar Liddell
Professional Summary
Ellis Nurogar Liddell is a registered financial advisor currently at ELE ADVISORY SERVICES, INC located in Southfield, Michigan and ELE WEALTH SOLUTIONS, INC. located in Southfield, Michigan. Ellis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Ellis has worked at 19 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 28 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
ELE ADVISORY SERVICES, INC | ELE ADVISORY SERVICES, LLC
Contact Information
Main Address
18700 W. 10 Mile Road Suite 100, Southfield, MI 48075Phone Number
(248) 356-6555# of Employees
13SEC notice filing (32 States and Territories)
Registered to provide investment advisory services in 32 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,544AUM (Assets Under Management)
$136,526,405Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ELE ADVISORY SERVICES, INC | ELE ADVISORY SERVICES, LLC
State Registrations and Notice Filings
(9/25/2014)
(8/2/2016)
(4/14/2021)
(11/25/2024)
(5/2/2013)
(10/31/2018)
(8/22/2023)
(5/14/2015)
(11/20/2024)
(4/3/2015)
(3/6/2013)
(5/21/2015)
(9/20/2011)
(4/9/2015)
(11/15/2024)
(12/10/2024)
(3/6/2013)
(5/18/2015)
(7/22/2015)
(7/11/2025)
(4/14/2011)
(6/19/2013)
(1/11/2023)
(6/19/2014)
(11/25/2024)
(5/29/2015)
(5/13/2015)
(4/8/2021)
(10/27/2016)
(11/20/2024)
(6/30/2022)
(11/12/2024)
(11/21/2024)
(4/13/2015)
(4/2/2020)
(11/17/2011)
(8/17/2023)
(10/2/2014)
(7/17/2015)
(7/10/2017)
(3/25/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1998About the Series 6 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Oct 2013About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Ellis Nurogar Liddell's CRS (Customer Relationship Summary).
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