RM
Richard S. Maholchic
TLG ADVISORS
Woodland Hills, CA 91367
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CRD#: 2332086
RM
Professional summary
Richard Scott Maholchic, ChFC®, CLU®, who also goes by Richard Scott Maholchic, Rick Maholchic, is a registered financial advisor currently at TLG ADVISORS, INC. located in Woodland Hills, California and THE LEADERS GROUP, INC. located in Summit, New Jersey.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Richard has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard Scott Maholchic | Rick Maholchic
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) RODNUSKY & ASSOCIATES - 9/1/2010 - 5959 Topanga Canyon Blvd, Suite 220, Woodland Hills, CA 91367 - Consultant, Review law firm client insurance statements, insurance coverage, Invt Rel, Consulting for law firm clients, 10 hrs/mo; 6 hrs/mo (during trading hours). 2.) PACIFIC SOUTHWEST FINANCIAL - 1/1/2014 - 21800 Burbank Blvd, Suite 200, Woodland Hills, CA 91367 - President, President and assisted sales capacity to financial advisors selling life insurance, Invt Rel, Wholesale Life Insurance Sales, 160 hrs/mo; 130 hrs/mo (during trading hours). 3.) RICK MAHOLCHIC - 3/24/2017 - 21800 Burbank Blvd, Suite 200, Woodland Hills, CA 91367 - Agent, Life Settlements, As a consultant and agent to a law firm I may be approached by their clients to help facilitate a Life Settlement situation-There is no marketing efforts related to this activity- This is purely reactive in nature, Not Invt Rel, 1 hr/mo; 1 hr/mo (during trading hours). 4.) TLG ADVISORS, INC - 6/1/2017 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 5.) CONSULTANT - 9/15/2010 - 5959 Topanga Canyon Bvld, Suite 220, Woodland Hills, CA 91367 - Insurance Consultant to Law Firm, Review Documents-sell insurance products, Review Inforce Trust Policies, provide additional or new coverage to clients and provide product comment to trustees, 5 hrs/mo; 5 hrs/mo (during trading hours). 6.) SPECIAL HOUR LLC - 9/2/10 - 5959 Topanga Canyon Blvd., Suite 200, Woodland Hills, CA 91367 - Partner/Member, LLC to hold real estate, Partner in acquisition of real estate, non securities related, 5 hrs/mo; 5 hrs/mo (during trading hours). 7.) SAMJEN LLC - 9/2/10 - 308 Medea Creek Lane, Oak Park, CA 91377- LLC to hold real estate properties, President & Member of LLC, no duties other than purchase or sale of real estate, 5 hr/mo; 5 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Richard Scott Maholchic's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 6, 2017 - Present
TLG ADVISORS, INC.
Office #1: 21800 Burbank Blvd Suite 200, Woodland Hills, CA 91367RIA
CRD#: 111052
Woodland Hills, CA
Current
June 2, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
Summit, NJ
Past
February 11, 2014 - June 6, 2017
LINCOLN INVESTMENT
RIA
CRD#: 519
WOODLAND HILLS, CA
Past
February 11, 2014 - June 6, 2017
CAPITAL ANALYSTS
RIA
CRD#: 162200
WOODLAND HILLS, CA
Past
February 11, 2014 - June 6, 2017
LINCOLN INVESTMENT
BD
CRD#: 519
WOODLAND HILLS, CA
Past
August 1, 2013 - February 11, 2014
TLG ADVISORS, INC.
RIA
CRD#: 111052
WOODLAND HILLS, CA
Past
September 24, 2010 - February 11, 2014
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
June 28, 1993 - September 24, 2010
HIMCO DISTRIBUTION SERVICES COMPANY
BD
CRD#: 6604
WALNUT CREEK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/2/2017)
IAR
California(6/6/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
