Phillip J. Gussman
Professional summary
Phillip John Gussman is a registered financial advisor currently at BULLDOG ASSET MANAGEMENT, INC. located in Huntersville, North Carolina.
Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Phillip has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Phillip John Gussman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2009 - Present
BULLDOG ASSET MANAGEMENT, INC.
February 23, 2009 - March 26, 2009
DAVIDSON CAPITAL
June 22, 2005 - July 7, 2006
CITIGROUP GLOBAL MARKETS INC.
March 30, 1999 - July 27, 1999
FIRST MONTAUK SECURITIES CORP.
November 22, 1995 - November 3, 1998
LPL FINANCIAL LLC
July 31, 1993 - November 10, 1995
CITIGROUP GLOBAL MARKETS INC.
April 21, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/4/2009)
Exams
Current Firm
BULLDOG ASSET MANAGEMENT, INC.
CRD#: 133036 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 134 |
| AUM (Assets Under Management) | $ 61,000,000 |
Red Flags
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