Harry K. Overley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Kurt Overley was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1993. Harry had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2012 - October 2, 2014
STORMHARBOUR SECURITIES LP
July 31, 2007 - December 2, 2008
HSBC SECURITIES (USA) INC.
July 11, 2003 - August 10, 2007
BNP PARIBAS SECURITIES CORP.
October 23, 2000 - July 14, 2003
ZURICH CAPITAL MARKETS SECURITIES, INC.
March 28, 1995 - January 15, 1999
CREDIT SUISSE SECURITIES (USA) LLC
July 8, 1993 - January 12, 1999
CSFP CAPITAL, INC.
State Registrations and Notice Filings
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Exams
Current Firm
STORMHARBOUR SECURITIES LP
CRD#: 35997 / SEC#: , 8-46999
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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