Gary D. Garlich
Professional summary
Gary Dean Garlich, who also goes by Gary Garlich, is a registered financial professional currently at SRT SECURITIES LLC located in Birmingham, Michigan.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1993. Gary has worked at 3 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Dean Garlich's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2003 - Present
SRT SECURITIES LLC
Office #1: 416 Hawthorne Street, Birmingham, MI 48009February 10, 2000 - August 14, 2000
TD PROFESSIONAL EXECUTION, INC.
May 19, 1993 - October 11, 1999
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationCboe Exchange, Inc.
FINRA
Current Firm
SRT SECURITIES LLC
CRD#: 33725 / SEC#: , 8-34415
Contact information
FINRA licenses (25 States and Territories)
Documents
Disclosures
| Regulatory Event | 24 |
Red Flags
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