Bartholomew T. Zanelli

GALLAGHER SECURITIES,

New York, NY 10017

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CRD#: 2330337

Professional summary

Bartholomew T Zanelli, who also goes by Bartholemew Thomas Zanelli Jr, Bartholemew Thomas Zanelli, Bartholomew Thomas Zanelli Jr, is a registered financial professional currently at GALLAGHER SECURITIES, INC located in New York, New York.

Bartholomew is registered as a RR (Registered Representative) and started their career in finance in 1993. Bartholomew has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bartholemew Thomas Zanelli Jr | Bartholemew Thomas Zanelli | Bartholomew Thomas Zanelli Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bartholomew T Zanelli's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2024 - Present

GALLAGHER SECURITIES, INC

Office #1: 300 Madison Avenue 28th Floor, New York, NY 10017Office #2: 300 Madison Avenue 28th Floor, New York, NY, 10017

RIA

CRD#: 116605

New York, NY

Past

January 26, 2021 - September 23, 2022

SKYWAY CAPITAL MARKETS, LLC

CRD#: 124630

TAMPA, FL

Past

March 26, 2014 - May 15, 2019

JARDINE LLOYD THOMPSON CAPITAL MARKETS INC

CRD#: 146485

NEW YORK, NY

Past

May 24, 2007 - May 23, 2013

MMC SECURITIES LLC

CRD#: 103846

NEW YORK, NY

Past

February 27, 2004 - March 30, 2007

HOULIHAN LOKEY CAPITAL, INC.

CRD#: 17708

NEW YORK, NY

Past

November 16, 2001 - February 25, 2004

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC

CRD#: 10485

NEW YORK, NY

Past

September 28, 1998 - May 4, 1999

RAMS HEAD SECURITIES, INC.

CRD#: 43175

NEW YORK, NY

Past

August 10, 1993 - July 1, 1996

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC

CRD#: 10485

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/28/2024)

Alaska
(10/28/2024)

Arizona
(10/30/2024)

Arkansas
(10/29/2024)

California
(8/5/2024)

Colorado
(8/9/2024)

Connecticut
(7/11/2024)

Delaware
(10/31/2024)

District of Columbia
(10/24/2024)

Florida
(7/15/2024)

Georgia
(8/5/2024)

Hawaii
(10/25/2024)

Idaho
(7/12/2024)

Illinois
(11/25/2024)

Indiana
(10/31/2024)

Iowa
(8/9/2024)

Kansas
(8/7/2024)

Kentucky
(10/25/2024)

Louisiana
(12/11/2024)

Maine
(11/18/2024)

Maryland
(11/15/2024)

Massachusetts
(8/5/2024)

Michigan
(1/14/2025)

Minnesota
(10/18/2024)

Mississippi
(10/25/2024)

Missouri
(8/5/2024)

Montana
(1/13/2025)

Nebraska
(8/6/2024)

Nevada
(10/28/2024)

New Jersey
(10/24/2024)

New Mexico
(10/25/2024)

New York
(8/4/2024)

North Carolina
(10/24/2024)

North Dakota
(7/24/2025)

Ohio
(8/5/2024)

Oklahoma
(10/24/2024)

Oregon
(8/5/2024)

Pennsylvania
(8/5/2024)

Puerto Rico
(7/18/2024)

Rhode Island
(8/13/2024)

South Carolina
(10/25/2024)

South Dakota
(10/24/2024)

Tennessee
(8/5/2024)

Texas
(8/5/2024)

Utah
(8/5/2024)

Vermont
(10/24/2024)

Virginia
(11/15/2024)

Washington
(8/21/2024)

West Virginia
(10/31/2024)

Wisconsin
(8/6/2024)

Wyoming
(8/5/2024)

Exams

State Security Law Exam

Series 63

Date: 8/2/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/6/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GALLAGHER SECURITIES, INC

GALLAGHER SECURITIES INC. | WILLIS SECURITIES, INC. | WILLIS EQUITIES, INC. | WILLIS CAPITAL MARKETS | GALLAGHER SECURITIES, INC

CRD#: 116605 / SEC#: , 8-53563

New York

Registered Investment Advisory firm - SEC (8/14/2009 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

300 Madison Avenue 28th Floor, New York, NY, 10177

Mailing Address

300 Madison Avenue 28th Floor, New York, NY, 10017

Phone number

(212) 309-3494

Established

Delaware since 06/27/1977

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ARTHUR J. GALLAGHER & CO.	OWNER
BOLDING, JASON ROGER	PRESIDENT, CEO & BOARD MEMBER	3213645
DUBINSKY, WILLIAM JAY	CHAIRMAN OF BOARD	3086399
FITZPATRICK, RYAN EDWARD	CCO, COO, TREASURER AND BOARD MEMBER	2726698
GLYNN, MICHAEL GERARD	FINANCIAL AND OPERATIONS PRINCIPAL	3219445

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bartholomew T. Zanelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bartholomew T Zanelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

SKYWAY CAPITAL MARKETS, LLC

JARDINE LLOYD THOMPSON CAPITAL MARKETS INC

MMC SECURITIES LLC

HOULIHAN LOKEY CAPITAL, INC.

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC

RAMS HEAD SECURITIES, INC.

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/2/2024

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/6/1993

FINRA

Current Firm

GALLAGHER SECURITIES, INC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GALLAGHER SECURITIES, INC

TRUST BUT VERIFY

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