Trond O. Rokholt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trond Ole Rokholt, who also goes by Trond O. Rokholt, Trond Rokholt, was a registered financial professional .
Trond is a previously registered financial professional and started their career in finance in 1993. Trond had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2015 - December 31, 2018
DVB CAPITAL MARKETS LLC
November 1, 2011 - April 22, 2015
PARETO SECURITIES INC.
May 2, 2007 - September 2, 2011
JEFFERIES LLC
July 22, 2004 - April 23, 2007
FORTIS SECURITIES LLC
August 25, 2000 - May 20, 2004
FORTIS CAPITAL INVESTMENTS INC.
June 26, 1998 - December 22, 1999
ROBERTSON STEPHENS, INC.
February 14, 1998 - June 9, 1998
ING BARING (U.S.) SECURITIES, INC.
November 6, 1995 - February 26, 1997
ING BARING (U.S.) SECURITIES, INC.
September 2, 1993 - November 6, 1995
INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
DVB CAPITAL MARKETS LLC
CRD#: 138349 / SEC#: , 8-67158
Contact information
Documents
Red Flags
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