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Carl J. Camillo
FINANCIAL MANAGEMENT STRATEGIES
Broadview Hts., OH 44147
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CRD#: 2330113
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Professional summary
Carl Joseph Camillo, AIF®, CFP®, ChFC®, CLU® is a registered financial advisor currently at FINANCIAL MANAGEMENT STRATEGIES, INC. located in Broadview Hts., Ohio and CETERA INVESTMENT ADVISERS LLC located in Parma, Ohio.
Carl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Carl has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INDEPENDENT INSURANCE AGENT,DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FROM BUSINESS ADDRESS, BEGAN 06/1992, 10HRS/WKDY ONLY. (2) CFP,PROVIDE FINANCIAL PLANNING, ESTATE PLANNING, EMPLOYEE BENEFITS CONSULTING AND COLLEGE FUNDING ADVICE FOR CLIENTS, MOSTLY ON A NON-FEE BASIS. PERHAPS ONCE OR TWICE A YEAR, A CLIENT WILL APPROACH ME TO CONSULT ON A FEE BASIS, IN WHICH CASE A FEE WILL BE CHARGED THROUGH FINANCIAL MANAGEMENT STRATEGIES (RIA),BEGAN 01/2005,1HR/WKDY ONLY (3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 04/2019 ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, HEALTH AND LONG TERM CARE ; (4) EXPERT WITNESS IN SECURITIES ARBITRATION CASES 1 WEEKDAY HOUR STARTED 10/01. 5) NAME OF OTHER BUSINESS: NORTHEAST OHIO ASSOCIATION OF FINANCIAL PROFESSIONALS; INVESTMENT RELATED: NO; ADDRESS: 601 W BAGLEY RD, BEREA, OH 44017; NATURE OF BUSINESS: BOARD; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: IMMEDIATE PAST PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: HEAD A COMMITTEE THAT WILL LOOK TO NOMINATE FUTURE BOARD MEMBERS, ATTEND BOARD MEETINGS AND VOTE ON APPROPRIATE ISSUES; (6) NAME OF OTHER BUSINESS: FINANCIAL MANAGEMENT STRATEGIES, INC. - CRD# 120818; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: SENIOR PARTNER/PART OWNER; START DATE: 1/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING; (7) NAME OF OTHER BUSINESS: CARL CAMILLO; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CONSULTING; START DATE: 10/2001; POSITION/TITLE/RELATIONSHIP: CONSULTANT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: INDEPENDENT CONTRACTOR TO LAW FIRM, PROVIDING KNOWLEDGE AND EXPERTISE IN THE INDUSTRY TO DETERMINE IF A CASE IS VIABLE;
CRS (Client Relationship Summary) - RIA
Click below to view Carl Joseph Camillo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
April 26, 2000 - Present
FINANCIAL MANAGEMENT STRATEGIES, INC.
Office #1: 9200 South Hills Blvd. Suite 310, Broadview Hts., OH 44147RIA
CRD#: 120818
Broadview Hts., OH
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
Parma, OH
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9200 South Hills Blvd Ste 310, Broadview Heights, OH 44147BD
CRD#: 13572
Broadview Heights, OH
Past
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CLEVELAND, OH
Past
January 25, 2010 - September 3, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
VALLEY VIEW, OH
Past
March 12, 1996 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
VALLEY VIEW, OH
Past
September 2, 1993 - March 13, 1996
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
April 6, 1993 - September 14, 1993
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/12/2022)
RR
California(9/3/2013)
RR
District of Columbia(12/2/2024)
RR
Florida(9/3/2013)
RR
Georgia(3/3/2023)
RR
Illinois(1/27/2020)
RR
Iowa(10/19/2022)
RR
Louisiana(8/11/2025)
RR
Maine(1/4/2016)
RR
Maryland(9/3/2013)
RR
Massachusetts(3/8/2022)
RR
Michigan(9/3/2013)
RR
New Hampshire(4/4/2017)
RR
North Carolina(9/3/2013)
IAR
Ohio(4/26/2000)
RR
Ohio(9/3/2013)
RR
Oregon(9/3/2013)
RR
Pennsylvania(9/3/2013)
RR
Tennessee(10/8/2025)
RR
Texas(9/3/2013)
IAR
Texas(1/13/2016)
RR
Virginia(6/7/2019)
RR
Washington(1/26/2024)
RR
Wisconsin(9/3/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
