Kenneth J. Hackl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Joseph Hackl was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1969. Kenneth had worked at 7 firms and has passed the Series 63, Series 7TO, SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2011 - November 1, 2021
WORLD EQUITY GROUP, INC.
March 2, 1998 - April 28, 2011
RBC CAPITAL MARKETS, LLC
March 29, 1995 - March 2, 1998
DAIN RAUSCHER INCORPORATED
September 4, 1990 - March 29, 1995
WELLS FARGO CLEARING SERVICES, LLC
April 4, 1978 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
June 14, 1974 - April 4, 1978
BLUNT ELLIS & SIMMONS INCORPORATED
May 26, 1969 - July 19, 1974
CLARK DODGE & COMPANY
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 5/9/1977
AMEX Put and Call ExamSeries 1
Date: 6/24/1966
Registered Representative ExaminationCurrent Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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