Charles H. Salembier

THE STERLING GROUP

PASADENA, CA 91101

Some features on this profile are disabled

CRD#: 2329595

Professional summary

Charles Hunt Salembier, ChFC®, who also goes by Hunt Salembier, is a registered financial advisor currently at THE STERLING GROUP located in Pasadena, California and LPL FINANCIAL LLC located in Pasadena, California.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Charles has worked at 4 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hunt Salembier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 1/3/2002 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION(S) - INSURANCE SALES (2) 10/13/2003 - NO BUSINESS NAME - DBA ONLY - THE STERLING GROUP - INV REL - AT REPORTED BUSINESS LOCATION(S) - DBA: THE STERLING GROUP (3) 1/6/2004 - NO BUSINESS NAME - ACT IN A FIDUCIARY CAPACITY - THE STERLING GROUP - 401K PROFIT SHARING PLAN - INV REL - AT REPORTED BUSINESS LOCATION(S) - TRUSTEE: THE STERLING GROUP - 401K PROFIT SHARING PLAN (4) 04/18/2013 - STERLING GROUP WEALTH MANAGEMENT - REGISTERED INVESTMENT ADVISOR DBA - (HYBRID) THE STERLING GROUP - INV REL - AT REPORTED BUSINESS LOCATION(S) - WE PROVIDE ASSET MANAGEMENT FOR AN ANNUAL FEE AND FINANCIAL PLANNING SERVICES FOR A FIXED OR HOURLY FEE - 80% OF TIME SPENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Hunt Salembier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

November 5, 1999 - Present

THE STERLING GROUP

Office #1: 225 S. Lake Avenue Suite 1075, Pasadena, CA 91101

RIA

CRD#: 111782

PASADENA, CA

Current

August 21, 1998 - Present

LPL FINANCIAL LLC

Office #1: 225 S Lake Ave Suite 1075, Pasadena, CA 91101-4860

RIA

CRD#: 6413

Pasadena, CA

Past

February 2, 2017 - May 6, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

PASADENA, CA

Past

September 11, 1998 - March 27, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

PASADENA, CA

Past

April 2, 1993 - August 28, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 2, 1993 - August 28, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE STERLING GROUP

PASADENA FINANCIAL ADVISORS INC. | THE STERLING GROUP | STERLING GROUP WEALTH MANGEMENT, LLC | STERLING GROUP WEALTH MANAGEMENT, LLC

CRD#: 111782 / SEC#: 801-77006

RIA

Registered Investment Advisory firm - (8/10/2012 Approved)

California

Registered Investment Advisory firm - (9/11/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/21/1998)

California
(8/25/1998)

IAR

California
(11/5/1999)

Florida
(4/14/2025)

Georgia
(1/23/2024)

Massachusetts
(4/25/2024)

Nevada
(5/2/2000)

Ohio
(1/2/2004)

Oregon
(5/13/1999)

IAR

Texas
(5/11/2021)

Washington
(9/15/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/5/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/8/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/1/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/18/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

THE STERLING GROUP

PASADENA FINANCIAL ADVISORS INC. | THE STERLING GROUP | STERLING GROUP WEALTH MANGEMENT, LLC | STERLING GROUP WEALTH MANAGEMENT, LLC

CRD#: 111782 / SEC#: 801-77006

RIA

Registered Investment Advisory firm - (8/10/2012 Approved)

California

Registered Investment Advisory firm - (9/11/2012 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

225 S. Lake Avenue Suite 1075, Pasadena, CA 91101

Mailing Address

Phone number

(626) 440-5995

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM (9/26/2025)

FIRM BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	808
AUM (Assets Under Management)	$ 396,607,926

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Maria Zimiga

J.P. MORGAN SECURITIES LLC

Toluca Lake, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles H. Salembier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Hunt Salembier's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

THE STERLING GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 4/5/1993

SIE

Date: 10/1/2018

Series 31

Date: 9/8/2003

Series 7

Date: 4/1/1993

Series 24

Date: 11/18/1998

FINRA

Current Firm

THE STERLING GROUP

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE STERLING GROUP

TRUST BUT VERIFY

Contact information

Similar Advisors