Jonathan M. Gellis
Professional summary
Jonathan Matthew Gellis is a registered financial professional currently at ALTERNATIVE EXECUTION GROUP located in Bayonne, New Jersey.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1993. Jonathan has worked at 7 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Matthew Gellis's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2018 - Present
ALTERNATIVE EXECUTION GROUP
Office #1: 111 W 41st Street, Bayonne, NJ 07002April 29, 2010 - December 13, 2018
J.H. DARBIE & CO., INC.
March 31, 2008 - May 7, 2010
RANGE GLOBAL LLC
July 20, 2004 - April 1, 2008
SLOAN SECURITIES CORP.
April 22, 2003 - July 16, 2004
CROWN FINANCIAL GROUP, INC.
July 18, 1995 - March 21, 2003
KNIGHT CAPITAL AMERICAS, L.P.
June 23, 1993 - June 28, 1995
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 5/18/2020
Investment Banking Registered Representative ExaminationSeries 55
Date: 11/12/1998
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
ALTERNATIVE EXECUTION GROUP
CRD#: 167830 / SEC#: , 8-69279
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
