Lisa Regan
Professional summary
Lisa Regan, who also goes by Lisa M Danielson, Lisa Marie Danielson, Lisa M Mathewson, Lisa Marie Regan, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Bozeman, Montana.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 1993. Lisa has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lisa Regan's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2026 - Present
NYLIFE SECURITIES LLC
Office #1: 106 East Babcock Street Suite 2a, Bozeman, MT 59715April 7, 2014 - August 26, 2022
NYLIFE SECURITIES LLC
May 19, 1994 - December 8, 1995
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
March 24, 1993 - May 4, 1994
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| VIRENDRA, SONALI NMN | ELECTED MANAGER | 2404467 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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Company Information
NYLIFE SECURITIES LLC
CRD#: 5167Bozeman, MT 59715TRUST BUT VERIFY
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