Steve I. Harzso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steve I Harzso was a registered financial professional .
Steve is a previously registered financial professional and started their career in finance in 1993. Steve had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2015 - February 6, 2019
FOX CHASE CAPITAL PARTNERS, LLC
August 12, 2004 - May 9, 2013
MIZUHO SECURITIES USA LLC
October 20, 2003 - August 4, 2004
BANC ONE CAPITAL MARKETS, INC.
April 10, 2001 - February 13, 2003
NATWEST MARKETS SECURITIES INC.
July 23, 1999 - April 10, 2001
PRUDENTIAL EQUITY GROUP, LLC
November 8, 1995 - July 15, 1999
MORGAN STANLEY DW INC.
June 3, 1993 - October 7, 1995
UBS FINANCIAL SERVICES INC.
April 20, 1993 - May 4, 1993
PACIFIC CONTINENTAL SECURITIES CORPORATION
April 20, 1993 - June 7, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
FOX CHASE CAPITAL PARTNERS, LLC
CRD#: 104087 / SEC#: , 8-52624
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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