Gloria B. Michalko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gloria Bonventre Michalko, who also goes by Gloria Bonventre, Gloria Bonventre Michalko, was a registered financial professional .
Gloria is a previously registered financial professional and started their career in finance in 1993. Gloria had worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2021 - May 6, 2024
MISSIONSQUARE RETIREMENT
March 5, 2021 - May 6, 2024
MISSIONSQUARE INVESTMENT SERVICES
June 25, 2019 - April 14, 2020
OSAIC FA, INC.
November 11, 2002 - September 16, 2005
VALIC FINANCIAL ADVISORS, INC.
October 15, 2001 - November 26, 2002
CUNA BROKERAGE SERVICES, INC.
November 30, 2000 - June 15, 2001
CETERA ADVISORS LLC
October 26, 2000 - December 4, 2000
INVESCO DISTRIBUTORS, INC.
May 20, 1993 - March 15, 2000
EMPOWER FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 6/25/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
