Mark A. Nerney
Professional summary
Mark Andrew Nerney, who also goes by Andrew Mark Nerney, Andrew Nerney, Andy Nerney, Mark Andrew Nerney, is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Chicago, Illinois.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1993. Mark has worked at 15 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Andrew Nerney's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2025 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 1115 W Fulton Market 3rd Floor, Chicago, IL 60607September 26, 2022 - March 26, 2025
ORCHARD SECURITIES, LLC
December 3, 2021 - September 27, 2022
SHOPOFF SECURITIES, INC.
May 15, 2019 - December 6, 2021
INTERNATIONAL ASSETS ADVISORY, LLC
January 28, 2019 - May 29, 2019
PATRICK CAPITAL MARKETS, LLC
June 26, 2017 - June 29, 2018
STIRA CAPITAL MARKETS GROUP, LLC
November 14, 2013 - April 29, 2017
ORCHARD SECURITIES, LLC
June 18, 2012 - August 28, 2013
EDWARD JONES
May 10, 2011 - June 19, 2012
COREBRIDGE CAPITAL SERVICES, INC.
April 26, 2006 - May 9, 2011
PACIFIC SELECT DISTRIBUTORS, LLC
August 13, 2004 - April 6, 2006
MML DISTRIBUTORS, LLC
March 6, 2002 - October 17, 2003
VP DISTRIBUTORS LLC
May 30, 2001 - November 27, 2001
AMUNDI DISTRIBUTOR US, INC.
July 1, 1998 - December 7, 2000
FIDELITY DISTRIBUTORS COMPANY LLC
March 1, 1995 - May 28, 1998
BOFA DISTRIBUTORS, INC.
December 13, 1993 - March 1, 1995
COLONIAL INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CHUNG, UNBO | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6208569 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| ROGERS, JOSHUA DEAN | CHIEF EXECUTIVE OFFICER | 3163818 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
