William F. Feus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Frederick Feus was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1993. William had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2019 - May 23, 2024
GRAY ROCK FINANCIAL PLANNING AND CONSULTING INC.
December 8, 2016 - July 3, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
October 12, 2016 - July 3, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
April 14, 1999 - September 7, 2001
A. G. EDWARDS & SONS, INC.
October 20, 1997 - August 28, 1998
FISERV INVESTOR SERVICES, INC.
March 6, 1997 - September 23, 1997
PRUDENTIAL EQUITY GROUP, LLC
June 13, 1996 - March 17, 1997
ADVANTAGE CAPITAL CORPORATION
May 3, 1993 - August 12, 1994
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRAY ROCK FINANCIAL PLANNING AND CONSULTING INC.
CRD#: 304540 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 8,373,167 |
Red Flags
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