Ronald P. Schwantes

SCHWANTES FINANCIAL

OVERLAND PARK, KS 66210

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CRD#: 2327747

Professional summary

Ronald Paul Schwantes, CFP® is a registered financial advisor currently at SCHWANTES FINANCIAL, LLC located in Overland Park, Kansas.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Ronald has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Health Care

Investment Planning

Insurance Planning

Debt Management

Estate Planning

Retirement Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ALL SAINTS LUTHERAN CHURCH, 421 SW 19TH ST., BLUE SPRINGS, MO. BEGAN 5/2003 AS BOARD PRESIDENT OF NON-PROFIT, DEVOTES 4 HRS/MNTH NOT DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Paul Schwantes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1997

Experience

Current

August 2, 2024 - Present

SCHWANTES FINANCIAL, LLC

Office #1: 8655 College Boulevard, Overland Park, KS 66210

RIA

CRD#: 332143

OVERLAND PARK, KS

Past

August 7, 1998 - April 24, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

OVERLAND PARK, KS

Past

October 12, 1995 - March 21, 2025

S&A FINANCIAL SERVICES, INC.

RIA

CRD#: 110471

OVERLAND PARK, KS

Past

August 1, 1995 - August 7, 1998

ENERIC FINANCIAL SERVICES, INC.

CRD#: 11761

FAIRFIELD, IA

Past

April 5, 1995 - July 31, 1995

BIRCHTREE FINANCIAL SERVICES LLC

CRD#: 15014

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(11/18/2024)

IAR

Kansas
(8/2/2024)

IAR

Missouri
(10/18/2024)

IAR

Texas
(9/4/2024)

IAR

Wisconsin
(6/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/12/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/24/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/31/1995

General Securities Representative Examination

Current Firm

SCHWANTES FINANCIAL, LLC

CRD#: 332143 / SEC#:

Arkansas

Registered Investment Advisory firm - (11/18/2024 Approved)

Kansas

Registered Investment Advisory firm - (8/2/2024 Approved)

Missouri

Registered Investment Advisory firm - (10/18/2024 Approved)

Texas

Registered Investment Advisory firm - (8/30/2024 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (6/24/2025 Approved)

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Contact information

Main Address

8655 College Boulevard, Overland Park, KS 66210

Mailing Address

Phone number

(913) 521-2384

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	219
AUM (Assets Under Management)	$ 45,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Ronald P. Schwantes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Paul Schwantes's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHWANTES FINANCIAL, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

S&A FINANCIAL SERVICES, INC.

ENERIC FINANCIAL SERVICES, INC.

BIRCHTREE FINANCIAL SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/1999

Series 63

Date: 4/12/1995

SIE

Date: 4/24/2017

Series 7

Date: 3/31/1995

Current Firm

SCHWANTES FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SCHWANTES FINANCIAL, LLC

TRUST BUT VERIFY

Contact information

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