Jeffrey S. Levin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Scott Levin was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1993. Jeffrey had worked at 4 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2013 - December 6, 2016
REUTERS TRANSACTION SERVICES LLC
September 9, 2002 - November 3, 2011
GOLDMAN SACHS & CO. LLC
April 26, 1995 - September 9, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
May 27, 1993 - March 10, 1995
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/29/1999
Limited Representative-Equity Trader ExamCurrent Firm
REUTERS TRANSACTION SERVICES LLC
CRD#: 13245 / SEC#: , 8-28915
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THOMSON REUTERS (MARKETS) LLC | OWNER | |
| BULKA, SHMUEL RAFAEL | SECRETARY | 6315632 |
| CARLEY, WILLIAM BRENNAN | DIRECTOR | 6261529 |
| CHIN, MICHAEL KENNETH | DIRECTOR | 4426103 |
| GRIMM, LINDA STEINMANN | FINOP | 1970620 |
| SWEENEY, JESSICA E | CHIEF COMPLIANCE OFFICER | 3220826 |
| VENEZIA, THOMAS ANTHONY | DIRECTOR, SVP AND MANAGING PRINCIPAL | 4801049 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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