Todd A. Demand

REGAL SECURITIES

Farmington Hills, MI 48334

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CRD#: 2327732

Professional summary

Todd Alan Demand is a registered financial professional currently at REGAL SECURITIES, INC. located in Farmington Hills, Michigan.

Todd is registered as a RR (Registered Representative) and started their career in finance in 1993. Todd has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Todd Alan Demand's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2012 - Present

REGAL SECURITIES, INC.

Office #1: 31550 Northwestern Highway, Ste. 101, Farmington Hills, MI 48334

CRD#: 7297

Farmington Hills, MI

Past

September 27, 2010 - September 4, 2012

DEWAAY FINANCIAL NETWORK, LLC

CRD#: 30767

FARMINGTON HILLS, MI

Past

February 16, 2005 - September 27, 2010

EQUITAS AMERICA, LLC

CRD#: 39806

FARMINGTON HILLS, MI

Past

December 20, 2001 - February 1, 2005

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

June 4, 1993 - December 7, 2001

J.W. KORTH & COMPANY

CRD#: 26455

LANSING, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/8/2019)

California
(3/26/2013)

Colorado
(10/1/2021)

Florida
(10/1/2021)

Idaho
(10/1/2021)

Illinois
(10/1/2021)

Indiana
(10/1/2021)

Iowa
(10/1/2021)

Michigan
(8/31/2012)

Minnesota
(10/1/2021)

New Jersey
(10/1/2021)

New York
(10/1/2021)

North Carolina
(10/1/2021)

Ohio
(10/4/2021)

Oklahoma
(8/31/2012)

Texas
(11/8/2019)

Virginia
(10/1/2021)

Washington
(12/9/2022)

Wisconsin
(10/1/2021)

Exams

State Security Law Exam

Series 63

Date: 6/16/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/25/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 5/26/1993

Financial and Operations Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

REGAL SECURITIES, INC.

CRD#: 7297 / SEC#: , 8-21765

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

950 Milwaukee Ave. Suite 102, Glenview, IL 60025

Mailing Address

950 Milwaukee Ave. Suite 102, Glenview, IL 60025-3766

Phone number

(800) 786-9000

Established

Illinois since 05/06/1977

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BOKIOS, GEORGE	CHAIRMAN OF THE BOARD/SOLE DIRECTOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER	718774
VILLAFLOR, ROBERT FUSTER	SHAREHOLDER	2374555
AKSOMITAITE, SKAISTE	VICE PRESIDENT AND FINOP	4852873
BOKIOS, EUGENIA THEADORA MS	SENIOR VICE PRESIDENT & GENERAL COUNSEL	2392199
BOKIOS, VICTORIA THEADORA	TREASURER/SECRETARY	2421318
ENGELBRECHT, JEREMY AARON	CHIEF COMPLIANCE OFFICER (INTERIM)	3277607
HERRIN, SHAWN EVERETT	PRESIDENT	2311476

Disclosures

Regulatory Event	11
Arbitration	4

Red Flags

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Todd A. Demand

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Todd Alan Demand's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEWAAY FINANCIAL NETWORK, LLC

EQUITAS AMERICA, LLC

AMERIPRISE ADVISOR SERVICES, INC.

J.W. KORTH & COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 6/16/1993

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/25/1993

Series 27

Date: 5/26/1993

FINRA

Nasdaq Stock Market

Current Firm

REGAL SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

REGAL SECURITIES, INC.

TRUST BUT VERIFY

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