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CRD#: 283566
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

RUBICON CAPITAL ADVISORS is located at 10 Pembroke Place, Ballsbridge, Dublin 4, null D04 V1W6 and was first established at New York, Delaware in 12/21/2015. After operating for 10 years, RUBICON CAPITAL ADVISORS has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of RUBICON CAPITAL ADVISORS’s clients are individuals and 0% of their clients are high net worth individuals. RUBICON CAPITAL ADVISORS has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at RUBICON CAPITAL ADVISORS are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access RUBICON CAPITAL ADVISORS‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at RUBICON CAPITAL ADVISORS. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for RUBICON CAPITAL ADVISORS Comes From

Understanding the Statistics for RUBICON CAPITAL ADVISORS and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
10 Pembroke Place, Ballsbridge, Dublin 4, D04 V1W6
Mailing Address
10 Pembroke Place, Ballsbridge, Dublin 4, D04 V1W6
Firm Size
Small
Phone Number
(212) 974-2610
Established
Delaware since 12/21/2015
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CADIA CAPITAL IRELAND LIMITEDMANAGING MEMBER
BOWDEN, BARRYCFO/FINOP6632988
GRIFFIN, AENEAS PATRICKCEO/ PRESIDENT3115750
KOWALSKI, DEIRDRE PATTENCCO1357509

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Advisor's working at RUBICON CAPITAL ADVISORS

SR

Stephanie Therese Rustad

Stephanie Therese Ernst
RR
CRD#: 2327465
Location:
Spring, TX 77382
Company:
RUBICON CAPITAL ADVISORS
Disclosures:
Experience:
19 years
View Profile
BB

Barry Philip Bowden

Barry Bowden
RR
CRD#: 6632988
Location:
Dublin 4, D04 V1W6
Company:
RUBICON CAPITAL ADVISORS
Disclosures:
Experience:
8 years
View Profile
DP

Deirdre Marian Patten

Deirdre Patten Kowalski, Deirdre M. Patten
RR
CRD#: 1357509
Location:
New Orleans, LA 70170-1410
Company:
CHAFFE SECURITIES, INC.
Disclosures:
Experience:
40 years
View Profile
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