Ian S. Ram

TJM INVESTMENTS

Chicago, IL 60606

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CRD#: 2327052

Professional summary

Ian Subba Ram, who also goes by Madhira Ian Subba Ram, is a registered financial professional currently at TJM INVESTMENTS, LLC located in Chicago, Illinois.

Ian is registered as a RR (Registered Representative) and started their career in finance in 2001. Ian has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 24, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Madhira Ian Subba Ram

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ian Subba Ram's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2021 - Present

TJM INVESTMENTS, LLC

Office #1: 318 W. Adams Street Suite 900, Chicago, IL 60606

CRD#: 46300

Chicago, IL

Past

October 29, 2019 - September 29, 2021

BRIDGE ALTERNATIVES SECURITIES, LLC.

CRD#: 298625

Lake Forest, IL

Past

January 2, 2015 - December 21, 2015

SG AMERICAS SECURITIES, LLC

CRD#: 128351

CHICAGO, IL

Past

January 2, 2008 - January 2, 2015

NEWEDGE USA, LLC

CRD#: 36118

CHICAGO, IL

Past

March 23, 2001 - September 1, 2008

NEWEDGE FINANCIAL INC.

CRD#: 27322

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(11/5/2021)

Exams

State Security Law Exam

Series 63

Date: 11/18/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/21/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/28/2001

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 10/18/1994

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 6/29/2015

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 8/31/2011

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 8/25/2011

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

TJM INVESTMENTS, LLC

MND PARTNERS | TJM SECURITIES, LLC | TJM INVESTMENTS, LLC

CRD#: 46300 / SEC#: , 8-51370

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

318 W. Adams Street Suite 900, Chicago, IL 60606

Mailing Address

318 W. Adams Street 9th Floor, Chicago, IL 60606

Phone number

(312) 432-5100

Established

Illinois since 10/13/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TJM HOLDINGS, LLC	HOLDING COMPANY
BEITLER, STEVE ALLEN	CHIEF EXECUTIVE OFFICER	1893827
BURKE, JOHN TERRENCE	CHIEF OPERATING OFFICER	2116593
DANG, STACY BINH	CHIEF COMPLIANCE OFFICER	3143275
MURPHY, THOMAS JAMES	CO-MANAGER	857354
RISINGER, COLLEEN SULLIVAN	FINOP CFO	2812053
SKWERES, DENISE PAREJKO	FINOP CFO	5332253

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ian S. Ram

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ian Subba Ram's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIDGE ALTERNATIVES SECURITIES, LLC.

SG AMERICAS SECURITIES, LLC

NEWEDGE USA, LLC

NEWEDGE FINANCIAL INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/18/2019

SIE

Date: 12/21/2015

Series 7

Date: 2/28/2001

Series 3

Date: 10/18/1994

Series 24

Date: 6/29/2015

Series 9

Date: 8/31/2011

Series 10

Date: 8/25/2011

FINRA

Current Firm

TJM INVESTMENTS, LLC

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TJM INVESTMENTS, LLC

TRUST BUT VERIFY

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