Teresa D. Thomas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teresa Drennan Thomas, who also goes by Teresa Drennan, was a registered financial professional .
Teresa is a previously registered financial professional and started their career in finance in 1998. Teresa had worked at 7 firms and has passed the Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2006 - December 31, 2013
MERRIMAC CORPORATE SECURITIES, INC.
October 31, 2005 - March 10, 2006
OSAIC SERVICES, INC.
October 8, 2003 - October 31, 2005
SUNAMERICA SECURITIES, INC.
May 14, 2002 - October 31, 2003
ALLEN DOUGLAS SECURITIES, INC.
August 8, 2000 - August 13, 2001
IDS LIFE INSURANCE COMPANY
August 8, 2000 - August 13, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
September 16, 1998 - May 19, 2000
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERRIMAC CORPORATE SECURITIES, INC.
CRD#: 35463 / SEC#: , 8-46721
Contact information
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
