Dana W Lyon
Professional Summary
Dana W Lyon, who also goes by Dana William Lyon, is a registered financial advisor currently at CAPITAL WISE ADVISORY located in Wesley Chapel, Florida. Dana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Dana has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 26, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dana William Lyon
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.W. COLE FINANCIAL, INC.
LINCOLN INVESTMENT
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.W. COLE FINANCIAL, INC.
LINCOLN INVESTMENT
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.W. COLE FINANCIAL, INC.
LINCOLN INVESTMENT
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.W. COLE FINANCIAL, INC.
LINCOLN INVESTMENT
Years of Experience
33 years in the financial services industry
Current & Past Employments
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.W. COLE FINANCIAL, INC.
LINCOLN INVESTMENT
Current Firm
CAPITAL WISE ADVISORY | CAPITAL WISE ADVISORY LLC
Contact Information
Main Address
28210 Paseo Drive Suite 190 Office 314, Wesley Chapel, FL 33543Phone Number
(813) 778-3856# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
47AUM (Assets Under Management)
$3,993,494Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.W. COLE FINANCIAL, INC.
LINCOLN INVESTMENT
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.W. COLE FINANCIAL, INC.
LINCOLN INVESTMENT
State Registrations and Notice Filings
(4/15/2024)
(8/28/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jun 2007About the Series 26 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Apr 2000About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Apr 2000About the Series 9 examSimilar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.W. COLE FINANCIAL, INC.
LINCOLN INVESTMENT
CRS (Client Relationship Summary) - RIA
Click below to view Dana W Lyon's CRS (Customer Relationship Summary).
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.W. COLE FINANCIAL, INC.
LINCOLN INVESTMENT
