Dana W. Lyon
Professional summary
Dana W Lyon, who also goes by Dana William Lyon, is a registered financial advisor currently at CAPITAL WISE ADVISORY located in Wesley Chapel, Florida.
Dana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Dana has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 26, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dana W Lyon's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2024 - Present
CAPITAL WISE ADVISORY
Office #1: 28210 Paseo Drive Suite 190-226, Wesley Chapel, FL 33543June 14, 2011 - November 30, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 14, 2011 - November 30, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 15, 2011 - May 23, 2011
PRIVATE WEALTH COUNSEL, LLC
June 11, 2008 - July 7, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 6, 2008 - July 7, 2009
TD AMERITRADE, INC.
June 2, 2008 - July 7, 2009
TD AMERITRADE, INC.
December 19, 2006 - May 22, 2008
TRUIST INVESTMENT SERVICES, INC.
December 15, 2006 - May 22, 2008
TRUIST INVESTMENT SERVICES, INC.
August 24, 2005 - December 6, 2006
MEADOWBROOK SECURITIES LLC
June 21, 2005 - December 6, 2006
WELLSPRING WEALTH MANAGEMENT LLC
March 17, 2005 - December 7, 2006
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
March 11, 2005 - December 7, 2006
ASSOCIATED SECURITIES CORP.
March 31, 2003 - March 31, 2005
CHARLES SCHWAB & CO., INC.
June 20, 1997 - March 31, 2005
CHARLES SCHWAB & CO., INC.
July 21, 1994 - June 1, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
July 21, 1994 - July 31, 2000
IDS LIFE INSURANCE COMPANY
April 7, 1993 - June 7, 1994
IDS LIFE INSURANCE COMPANY
April 7, 1993 - June 7, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/15/2024)
(8/28/2024)
Exams
Current Firm
CAPITAL WISE ADVISORY
CRD#: 329915 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 2,619,586 |
Red Flags
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Company Information
CAPITAL WISE ADVISORY
CRD#: 329915Wesley Chapel, FL 33543TRUST BUT VERIFY
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