Charles L. Finch
Professional summary
Charles Lynn Finch, who also goes by Chuck Finch, is a registered financial professional currently at UNEST SECURITIES, LLC located in Laramie, Wyoming.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1993. Charles has worked at 8 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Lynn Finch's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2024 - Present
UNEST SECURITIES, LLC
Office #1: 221 S. 2nd Street, Laramie, WY 82070May 13, 2024 - October 16, 2024
FIN2
January 21, 2022 - June 6, 2022
DOO FINANCIAL US, INC.
December 14, 2018 - July 8, 2021
LEVEL FOUR FINANCIAL, LLC
August 21, 2003 - November 21, 2018
CANTELLA & CO., INC.
July 18, 2003 - November 21, 2018
CANTELLA & CO., INC.
April 21, 1997 - July 23, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 21, 1997 - July 23, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 20, 1995 - December 12, 1996
EAGLE STRATEGIES CORP
March 8, 1993 - April 23, 1997
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/23/2024)
(4/6/2025)
(10/18/2024)
(4/24/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
UNEST SECURITIES, LLC
CRD#: 309955 / SEC#: , 8-70576
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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