Christopher R. Ellinghaus
Professional summary
Christopher Ronald Ellinghaus is a registered financial professional currently at SIEBERT WILLIAMS SHANK & CO., LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1995. Christopher has worked at 10 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Ronald Ellinghaus's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2019 - Present
SIEBERT WILLIAMS SHANK & CO., LLC
Office #1: 100 Wall Street 18th Floor, New York, NY 10005May 18, 2011 - November 5, 2019
THE WILLIAMS CAPITAL GROUP, L.P.
November 19, 2009 - May 13, 2011
WELLINGTON SHIELDS & CO., LLC
October 30, 2008 - December 11, 2009
SHIELDS & COMPANY
June 22, 2005 - October 15, 2008
WALL STREET ACCESS
April 12, 2001 - June 9, 2005
THE WILLIAMS CAPITAL GROUP, L.P.
August 7, 2000 - March 29, 2001
CITIGROUP GLOBAL MARKETS INC.
June 7, 1999 - August 30, 2000
DEUTSCHE BANK SECURITIES INC.
November 11, 1998 - June 7, 1999
DB ALEX. BROWN LLC
June 10, 1997 - February 2, 1998
NATWEST SECURITIES CORPORATION
January 13, 1997 - May 27, 1997
CITIGROUP GLOBAL MARKETS INC.
February 16, 1995 - September 17, 1996
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
SIEBERT WILLIAMS SHANK & CO., LLC
CRD#: 42568 / SEC#: , 8-49877
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHANK WILLIAMS CISNEROS, LLC | OWNER | |
| CALABRISOTTO, DIANNE NMN | AML OFFICER | 1273900 |
| CALABRISOTTO, DIANNE NMN | CHIEF COMPLIANCE OFFICER & COO | 1273900 |
| CHANDA, ATEESH SINGH | CHIEF LEGAL OFFICER | 6973151 |
| DIAZ, DANIEL | FINANCIAL PRINCIPAL | 2214417 |
| HALL, GARY | CO-PRESIDENT | 4393662 |
| SHANK-WERDLOW, SUZANNE FRANCES | CEO, DIRECTOR OF PARENT | 1860931 |
| THOMPSON, WILLIAM COLRIDGE JR | CHIEF ADMINISTRATIVE OFFICER | 2316101 |
| WARNER, SOBANI MULENGA | CO-PRESIDENT | 1732009 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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