Mark A. Walter
Professional summary
Mark Adkin Walter is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Atlanta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Atlanta, Georgia.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Mark has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Adkin Walter's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 3630 Peachtree Rd, Ne Ste 250, Atlanta, GA 30326March 26, 2013 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 3630 Peachtree Rd, Ne Ste 250, Atlanta, GA 30326March 26, 2013 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
August 1, 2007 - March 1, 2013
WELLS FARGO CLEARING SERVICES, LLC
July 13, 2007 - March 1, 2013
WELLS FARGO CLEARING SERVICES, LLC
April 30, 2003 - July 30, 2007
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - July 30, 2007
CITIGROUP GLOBAL MARKETS INC.
April 6, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/23/2013)
(11/7/2016)
(3/2/2018)
(4/5/2013)
(3/27/2013)
(3/27/2013)
(9/6/2016)
(3/27/2013)
(9/29/2022)
(3/5/2018)
(12/12/2013)
(3/2/2023)
(5/22/2018)
(3/2/2018)
(6/7/2016)
(3/2/2018)
(9/24/2019)
(3/27/2013)
(5/16/2025)
(2/8/2016)
(4/13/2013)
(6/11/2013)
(4/2/2013)
(4/20/2020)
(3/2/2018)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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