Lori A. Michaelson
Professional summary
Lori Anne Michaelson, who also goes by Lori Anne Canfield, is a registered financial professional currently at CETERA WEALTH SERVICES, LLC located in Maitland, Florida.
Lori is registered as a RR (Registered Representative) and started their career in finance in 1993. Lori has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9, Series 53, Series 24 and Series 4 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lori Anne Michaelson's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2026 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1750 N Maitland Ave, Maitland, FL 32751October 30, 2015 - January 12, 2026
MORGAN STANLEY
August 12, 2013 - January 12, 2026
MORGAN STANLEY
July 22, 2010 - June 17, 2013
NEXT FINANCIAL GROUP, INC.
March 25, 2008 - August 20, 2009
CHARLES SCHWAB & CO., INC.
July 24, 2006 - December 31, 2006
PINNACLE FINANCIAL GROUP, LLC
January 23, 2006 - July 17, 2006
FIVE X SECURITIES, LLC
February 27, 2004 - August 15, 2005
RBC CAPITAL MARKETS, LLC
January 30, 2003 - February 27, 2004
WILLIAM R. HOUGH & CO.
November 1, 2000 - January 23, 2002
MORGAN STANLEY DW INC.
May 24, 1996 - November 1, 2000
MORGAN STANLEY DEAN WITTER ONLINE INC.
January 11, 1995 - June 17, 1996
ACUMENT SECURITIES, INC.
June 28, 1993 - June 8, 1994
STEIN, SHORE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/20/2026)
Exams
FINRA
Current Firm
CETERA WEALTH SERVICES, LLC
CRD#: 13572 / SEC#: 801-47342, 8-29577
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 4710068 |
| COAXUM, KOFI SULE | VICE PRESIDENT | 5150018 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| GOOLEY, THOMAS ANDREW | MANAGER | 4526760 |
| HALLORAN, THOMAS WILLIAM | VICE PRESIDENT | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 5059176 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | PRESIDENT AND MANAGER | 2272183 |
| STONE, TIMOTHY PATRICK | VICE PRESIDENT | 3038963 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| WATTS, ANDREW DAVID | VICE PRESIDENT | 4780880 |
Regulatory assets under management
| Total Number of Accounts | 192,956 |
| AUM (Assets Under Management) | $ 46,651,447,975 |
Disclosures
| Regulatory Event | 20 |
| Civil Event | 2 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CETERA WEALTH SERVICES, LLC
CRD#: 13572Maitland, FL 32751TRUST BUT VERIFY
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