Nancy B. Stillman

ESSEX FINANCIAL SERVICES

Essex, CT 06426

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CRD#: 2325104

Professional summary

Nancy Beth Stillman, who also goes by Nancy B Stillman, Nancy Beth Stillman, is a registered financial advisor currently at ESSEX FINANCIAL SERVICES, INC. located in Essex, Connecticut.

Nancy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Nancy has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nancy B Stillman | Nancy Beth Stillman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Independent Distributor, Juice Plus; wellness products & garden systems; Located in Ellington, CT; as of 06/01/2020; 0% of time spent during business hours; Not conducted at branch location; Not investment related. 2. Owner of rental property located in Stafford Springs, CT, as of 06/01/2004; 0% time spent during business hours; Not conducted at branch location; Investment related. 3. Owner, Unique Finds, LLC; Artisan Gift Shop; Located in Ellington, CT; as of 02/01/2015; 0% of time spent during business hours; Not conducted at branch location; Not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Beth Stillman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2024 - Present

ESSEX FINANCIAL SERVICES, INC.

Office #1: 176 Westbrook Road, Essex, CT 06426

RIA

CRD#: 127549

Essex, CT

Past

June 23, 2022 - August 19, 2024

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

GLASTONBURY, CT

Past

June 23, 2022 - August 19, 2024

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

GLASTONBURY, CT

Past

August 19, 2021 - June 14, 2022

THE LEADERS GROUP, INC.

CRD#: 37157

Essex, CT

Past

August 2, 2021 - June 6, 2022

ESSEX FINANCIAL SERVICES, INC.

RIA

CRD#: 127549

Farmington, CT

Past

July 8, 2015 - July 20, 2021

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

FARMINGTON, CT

Past

July 8, 2015 - July 20, 2021

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

FARMINGTON, CT

Past

May 2, 2012 - August 6, 2013

SLD AMERICA EQUITIES, INC.

CRD#: 36259

WINDSOR, CT

Past

May 2, 2012 - August 6, 2013

DIRECTED SERVICES LLC

CRD#: 21675

WINDSOR, CT

Past

April 19, 2012 - August 6, 2013

VOYA RETIREMENT ADVISORS, LLC

RIA

CRD#: 3989

WINDSOR, CT

Past

April 19, 2012 - August 6, 2013

SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.

CRD#: 19242

WINDSOR, CT

Past

April 19, 2012 - August 6, 2013

VOYA RETIREMENT ADVISORS, LLC

CRD#: 3989

WINDSOR, CT

Past

April 17, 2012 - August 6, 2013

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

WINDSOR, CT

Past

April 17, 2012 - August 6, 2013

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

March 14, 2011 - January 12, 2015

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

WINDSOR, CT

Past

September 14, 2010 - January 12, 2015

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

November 21, 2002 - March 18, 2011

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

WINDSOR, CT

Past

September 26, 1996 - September 22, 2000

AETNA FINANCIAL SERVICES, INC.

CRD#: 13255

HARTFORD, CT

Past

April 5, 1995 - March 18, 2011

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

April 30, 1993 - January 19, 1995

WALL STREET ACCESS

CRD#: 10012

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ESSEX FINANCIAL SERVICES, INC.

ESSEX FINANCIAL | ESSEX FINANCIAL SERVICES, INC.

CRD#: 127549 / SEC#: 801-62242, 8-66015

RIA

Registered Investment Advisory firm - SEC (8/7/2003 Approved)

Terminated by SEC on 08/01/2021

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/4/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/26/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 2/27/2002

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/20/1996

General Securities Principal Examination

Current Firm

ESSEX FINANCIAL SERVICES, INC.

ESSEX FINANCIAL | ESSEX FINANCIAL SERVICES, INC.

CRD#: 127549 / SEC#: 801-62242, 8-66015

RIA

Registered Investment Advisory firm - SEC (8/7/2003 Approved)

Terminated by SEC on 08/01/2021

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Contact information

Main Address

176 Westbrook Road, Essex, CT 06426

Mailing Address

Phone number

(860) 767-4300

Established

Connecticut since 04/24/2003

Firm type

Corporation

Fiscal year end

September

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ESSEX FINANCIAL FORM ADV PART 2A (10/30/2025)

Direct owners and executive officers

Name	Position	CRD#
ESSEX SAVINGS BANK	SHAREHOLDER
BAUER, JOHN	DIRECTOR	7031583
BOONE, MARY EMELIA	DIRECTOR	6281326
CUMELLO, CHARLES ROBERT JR	PRESIDENT & CEO, DIRECTOR	2120572
GLOWAC, BRUCE MICHAEL	DIRECTOR
GRESHAM, STEPHEN DEANE	DIRECTOR	1126592
JACOBSON, GEOFFREY LEE	DIRECTOR
NELSON, RONALD CLARK	CHIEF OPERATING OFFICER, TREASURER, SECRETARY	1137618
OROURKE, MICHAEL DENNIS	CHIEF COMPLIANCE OFFICER	1551838
PAUL, DOUGLAS WILLIAMS	CHAIRMAN
SHOOK, GREGORY RALPH	DIRECTOR
TERRIBILE, WILLIAM JOHN JR	FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP	1132498

Regulatory assets under management

Total Number of Accounts	7,143
AUM (Assets Under Management)	$ 4,169,984,114

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/22/2025	Cover Page	Report
11/07/2024	Cover Page	Report
10/12/2023	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Nancy B. Stillman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Beth Stillman's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

THE LEADERS GROUP, INC.

ESSEX FINANCIAL SERVICES, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

SLD AMERICA EQUITIES, INC.

DIRECTED SERVICES LLC

VOYA RETIREMENT ADVISORS, LLC

SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.

VOYA RETIREMENT ADVISORS, LLC

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL PARTNERS, LLC

AETNA FINANCIAL SERVICES, INC.

VOYA FINANCIAL PARTNERS, LLC

WALL STREET ACCESS

Primary Firm SEC Registration

ESSEX FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/1997

Series 63

Date: 4/10/1995

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/26/1993

Series 53

Date: 2/27/2002

Series 24

Date: 12/20/1996

Current Firm

ESSEX FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

ESSEX FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

Contact information

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