Brian K. Coventry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Keith Coventry was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2001. Brian had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2007 - April 28, 2015
PIN FINANCIAL, LLC
July 13, 2006 - April 26, 2007
EMERALD INVESTMENTS, INC.
April 19, 2006 - July 12, 2006
SUCCESS TRADE SECURITIES, INC.
June 28, 2004 - April 3, 2006
LEMPERT BROTHERS INTERNATIONAL USA, INC.
January 9, 2003 - June 9, 2004
STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED
June 19, 2001 - October 22, 2001
CITIZENS JMP SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PIN FINANCIAL, LLC
CRD#: 132876 / SEC#: , 8-66650
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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