Gene Zeitlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gene Zeitlin, who also goes by Yevgeny IVanov, was a registered financial professional .
Gene is a previously registered financial professional and started their career in finance in 1993. Gene had worked at 9 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2010 - May 29, 2012
GREAT POINT CAPITAL LLC
September 23, 2003 - July 26, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
February 2, 2001 - October 22, 2001
ON-SITE TRADING, INC.
December 2, 1998 - March 10, 1999
RICHMARK CAPITAL CORPORATION
January 17, 1997 - June 4, 1997
ON-SITE TRADING, INC.
October 4, 1996 - December 19, 1996
TAFFERER TRADING, LLC
March 18, 1996 - October 11, 1996
GLOBAL EQUITIES GROUP INC
September 7, 1995 - January 30, 1996
CYGNET SECURITIES, INC.
November 14, 1994 - March 2, 1995
THE WELLINGTON GROUP, INC.
July 26, 1993 - November 11, 1994
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/2/1999
Limited Representative-Equity Trader ExamCurrent Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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