Kenneth Wayne Gutshall

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Contact Information

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years registered in the securities industry

Current & Past Employments

Current

GWN SECURITIES INC.Current·CRD# 128929

RIA

BD

2200 Old Ranch Road Suite C, San Marcos, TX 78666

August 14, 2025 - Present

GWN SECURITIES INC.Current·CRD# 128929

RIA

BD

2200 Old Ranch Road Suite C, San Marcos, TX 78666

August 14, 2025 - Present

Past

CAPITAL ANALYSTSPast·CRD# 162200

RIA

San Marcos, TX

February 17, 2016 - August 5, 2025

LINCOLN INVESTMENTPast·CRD# 519

RIA

San Marcos, TX

June 12, 2006 - August 5, 2025

LINCOLN INVESTMENTPast·CRD# 519

BD

San Marcos, TX

June 12, 2006 - August 5, 2025

MM ASCEND LIFE INVESTOR SERVICES, LLCPast·CRD# 36451

RIA

Austin, TX

May 20, 2005 - June 12, 2006

MM ASCEND LIFE INVESTOR SERVICES, LLCPast·CRD# 36451

BD

Austin, TX

February 15, 2005 - June 12, 2006

PMG ASSET MANAGEMENT INCPast·CRD# 110825

RIA

Austin, TX

April 4, 2001 - May 19, 2005

PMG SECURITIES CORPORATIONPast·CRD# 27107

BD

Elgin, IL

August 1, 2000 - February 15, 2005

INVESTORS BROKERAGE SERVICES, INC.Past·CRD# 4257

BD

Elgin, IL

October 7, 1997 - August 1, 2000

MM ASCEND LIFE INVESTOR SERVICES, LLCPast·CRD# 36451

BD

Cincinnati, OH

October 23, 1995 - October 16, 1997

LINCOLN INVESTMENTPast·CRD# 519

BD

Fort Washington, PA

February 27, 1995 - November 6, 1995

METROPOLITAN LIFE INSURANCE COMPANYPast·CRD# 4095

BD

New York, NY

May 2, 1990 - January 24, 1995

MSI FINANCIAL SERVICES, INC.Past·CRD# 14251

BD

Springfield, MA

April 25, 1990 - January 24, 1995

UR FINANCIAL, INC.Past·CRD# 10509

BD

November 21, 1984 - April 25, 1990

CITISTREET EQUITIES LLCPast·CRD# 7447

BD

August 10, 1977 - October 2, 1984

THE VARIABLE ANNUITY MARKETING COMPANYPast·CRD# 5081

BD

November 1, 1973 - August 26, 1977

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Current Firm

GS

GWN SECURITIES INC.

GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.

CRD#: 128929 / SEC#: 801-62547, 8-66185

RIA

Registered Investment Advisory firm - SEC (1/2/2004 Approved)

Wyoming

Registered Investment Advisory firm - SEC (6/30/2020 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764

Mailing Address

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764

Phone Number

(561) 472-2700

Established

Florida since 05/12/1999

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

707

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

GWN FORM ADV BROCHURE (4/13/2026)

Direct owners and executive officers

Name	Position	CRD#
WORLD INVESTMENT NETWORK	OWNER	—
BORNHEIMER, LAURA JEANETTE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP	1769643
CORBIN, BRAD JEFFREY	SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING	1754065
NEITZEL, CARL ALEXANDER	COO	3044454
RITTMAN, BARRY RICHARD	CFO FINOP PFO VP	1997994
WALSH, DENIS STEPHEN	CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT	1124278
WALSH, MARY THERESE	SECRETARY	2829444

Regulatory Assets Under Management

Total Number of Accounts

66,025

AUM (Assets Under Management)

$4,753,625,856

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

K. W. GUTSHALL & ASSOCIATES POSITION: Sole Proprietor NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/01/1997 ADDRESS: 2200 Old Ranch Road 12, Suite C, San Marcos TX 78666, United States DESCRIPTION: DBA/Financial/Insurance services INSURANCE POSITION: Independent Contractor NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 7 START DATE: 02/15/1974 ADDRESS: 2200 Old Ranch Road 12, Suite C, San Marcos TX 78666, United States DESCRIPTION: Providing life insurance products to clients/prospects

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GS

GWN SECURITIES INC.

GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.

CRD#: 128929 / SEC#: 801-62547, 8-66185

RIA

Registered Investment Advisory firm - SEC (1/2/2004 Approved)

Wyoming

Registered Investment Advisory firm - SEC (6/30/2020 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Louisiana
(10/16/2026)

RR

Texas
(8/14/2025)

IAR

Texas
(8/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.