SG
Steven Genyk
TCBI SECURITIES
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 2324120
SG
Professional summary
Steven Genyk, who also goes by Steven Coy Genyk, is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1995. Steven has worked at 7 firms and has passed the Series 63, Series 82TO, Series 22TO, Series 6TO, Series 99TO, SIE, Series 7, Series 52, Series 14, Series 39, Series 26, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Steven Coy Genyk
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Steven Genyk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2024 - Present
TCBI SECURITIES, INC.
Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201BD
CRD#: 313304
Dallas, TX
Past
August 22, 2019 - November 1, 2023
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Past
May 3, 2017 - May 29, 2024
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
New York, NY
Past
March 13, 2008 - April 27, 2017
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
PHILADELPHIA, PA
Past
September 28, 2005 - March 21, 2006
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
PHILADELPHIA, PA
Past
September 24, 1997 - August 30, 2005
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
July 20, 1995 - August 15, 1997
TD WEALTH MANAGEMENT SERVICES INC.
BD
CRD#: 6940
PHILADELPHIA, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/25/2024)
RR
Alaska(3/3/2025)
RR
Arizona(12/4/2024)
RR
Arkansas(11/25/2024)
RR
California(11/22/2024)
RR
Colorado(11/25/2024)
RR
Connecticut(11/25/2024)
RR
Delaware(3/3/2025)
RR
District of Columbia(3/4/2025)
RR
Florida(11/25/2024)
RR
Georgia(11/25/2024)
RR
Hawaii(1/24/2025)
RR
Idaho(2/27/2025)
RR
Illinois(2/28/2025)
RR
Indiana(11/25/2024)
RR
Iowa(12/2/2024)
RR
Kansas(11/25/2024)
RR
Kentucky(12/9/2024)
RR
Louisiana(12/13/2024)
RR
Maine(11/25/2024)
RR
Maryland(12/12/2024)
RR
Massachusetts(11/25/2024)
RR
Michigan(11/26/2024)
RR
Minnesota(11/26/2024)
RR
Mississippi(11/25/2024)
RR
Missouri(11/25/2024)
RR
Montana(3/3/2025)
RR
Nebraska(2/27/2025)
RR
Nevada(2/27/2025)
RR
New Hampshire(11/26/2024)
RR
New Jersey(11/25/2024)
RR
New Mexico(11/25/2024)
RR
North Carolina(11/25/2024)
RR
North Dakota(3/3/2025)
RR
Ohio(11/25/2024)
RR
Oklahoma(12/2/2024)
RR
Oregon(11/25/2024)
RR
Pennsylvania(11/25/2024)
RR
Puerto Rico(3/10/2025)
RR
Rhode Island(2/28/2025)
RR
South Carolina(11/26/2024)
RR
South Dakota(2/27/2025)
RR
Tennessee(11/25/2024)
RR
Texas(5/19/2024)
RR
Utah(11/25/2024)
RR
Vermont(11/25/2024)
RR
Virgin Islands(3/3/2025)
RR
Virginia(11/25/2024)
RR
Washington(11/25/2024)
RR
West Virginia(2/27/2025)
RR
Wisconsin(2/27/2025)
RR
Wyoming(2/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 5/17/2024
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
RR
Series 22TO
Date: 5/17/2024
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 5/17/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 5/17/2024
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TS
TCBI SECURITIES, INC.
TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Mailing Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Phone number
(214) 932-6671
Established
Texas since 03/03/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TCBI SECURITIES, INC.
CRD#: 313304Dallas, TX 75201TRUST BUT VERIFY
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