Daniel S. Forrester

TRUIST ADVISORY SERVICES

ORLANDO, FL

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CRD#: 2323960

Professional summary

Daniel Scott Forrester, who also goes by Daniel Forrester, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Orlando, Florida and TRUIST INVESTMENT SERVICES, INC. located in Richmond, Virginia.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Daniel has worked at 13 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 7, Series 4, Series 24, Series 9, Series 10 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Forrester

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Scott Forrester's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2021 - Present

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

ORLANDO, FL

Current

June 21, 2021 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 1001 Semmes Ave Fl 1 3, 4 & 6, Richmond, VA, 23224

CRD#: 17499

RICHMOND, VA

Past

January 17, 2020 - May 27, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT PETERSBURG, FL

Past

January 31, 2019 - May 27, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST PETERSBURG, FL

Past

December 3, 2018 - December 31, 2019

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ST. PETERSBURG, FL

Past

November 30, 2018 - December 31, 2019

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

September 13, 2018 - November 26, 2018

MORGAN STANLEY

RIA

CRD#: 149777

TAMPA, FL

Past

August 16, 2018 - November 26, 2018

MORGAN STANLEY

CRD#: 149777

TAMPA, FL

Past

February 19, 2016 - July 10, 2018

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

Past

May 12, 2008 - December 1, 2008

OSAIC FS, INC.

RIA

CRD#: 3870

ORLANDO, FL

Past

February 27, 2008 - December 1, 2008

OSAIC FS, INC.

CRD#: 3870

ORLANDO, FL

Past

July 17, 2007 - December 19, 2007

WADDELL & REED

RIA

CRD#: 866

MAITLAND, FL

Past

July 12, 2007 - December 19, 2007

WADDELL & REED

CRD#: 866

MAITLAND, FL

Past

June 20, 2006 - June 1, 2007

COORDINATED CAPITAL SECURITIES, INC.

RIA

CRD#: 14762

ORLANDO, FL

Past

March 6, 2006 - June 1, 2007

COORDINATED CAPITAL SECURITIES, INC.

CRD#: 14762

ORLANDO, FL

Past

September 25, 2003 - March 6, 2006

FINANCIAL WEST GROUP

CRD#: 16668

ORLANDO, FL

Past

November 29, 1993 - March 22, 2002

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

April 20, 1993 - May 18, 1993

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/21/2021)

IAR

Florida
(7/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/13/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/26/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 8/26/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 4/23/2022

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/19/2019

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 2/28/2019

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/9/2019

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 8

Date: 5/22/1996

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel S. Forrester

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Scott Forrester's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN STANLEY

MORGAN STANLEY

FIDELITY BROKERAGE SERVICES LLC

OSAIC FS, INC.

OSAIC FS, INC.

WADDELL & REED

WADDELL & REED

COORDINATED CAPITAL SECURITIES, INC.

COORDINATED CAPITAL SECURITIES, INC.

FINANCIAL WEST GROUP

CHARLES SCHWAB & CO., INC.

CHATFIELD DEAN & CO., INC.

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/13/2018

Series 63

Date: 2/26/2016

Series 57TO

Date: 8/26/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/19/2016

Series 4

Date: 4/23/2022

Series 24

Date: 12/19/2019

Series 9

Date: 2/28/2019

Series 10

Date: 1/9/2019

Series 8

Date: 5/22/1996

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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