Sharon A. Ingram
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Ann Ingram, who also goes by Sharon Ann Devlin, Sharon Devlin, Sharon Ann Devlin-ingram, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1997. Sharon had worked at 7 firms and has passed the Series 65, Series 3, Series 99TO, SIE, Series 7, Series 30, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2022 - August 20, 2025
BTG PACTUAL US CAPITAL, LLC
January 29, 2009 - February 28, 2022
GAM SERVICES, INC.
April 11, 2007 - December 5, 2007
PEQUOT CAPITAL FINANCIAL SERVICES
October 28, 2004 - June 12, 2006
JULIUS BAER SECURITIES INC.
August 13, 2001 - October 11, 2004
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
July 30, 1997 - May 29, 2001
ROBERT FLEMING INC.
June 6, 1997 - July 9, 1997
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
BTG PACTUAL US CAPITAL, LLC
CRD#: 149486 / SEC#: , 8-68148
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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