Rudolph C. Saint Cyr
Professional summary
Rudolph Claude Saint Cyr, who also goes by Rudy Saint Cyr, Rudolph Claude Saintcyr, Rudolph Claude St. Cyr, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Orlando, Florida and CHARLES SCHWAB & CO., INC. located in Orlando, Florida.
Rudolph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Rudolph has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rudolph Claude Saint Cyr's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2016 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810January 6, 2006 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810January 9, 2006 - February 18, 2016
CHARLES SCHWAB & CO., INC.
July 19, 2005 - December 16, 2005
MSI FINANCIAL SERVICES, INC.
October 7, 2004 - December 16, 2005
METROPOLITAN LIFE INSURANCE COMPANY
October 7, 2004 - December 16, 2005
MSI FINANCIAL SERVICES, INC.
May 5, 1995 - July 16, 2004
CHARLES SCHWAB & CO., INC.
May 12, 1994 - January 12, 1995
FIRST ASSET MANAGEMENT, INC.
March 17, 1994 - June 9, 1994
JOSEPHTHAL & CO., INC.
May 3, 1993 - March 22, 1994
SOUTH RICHMOND SECURITIES, INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2006)
(1/6/2006)
(3/14/2024)
(5/20/2015)
(1/6/2006)
(2/18/2016)
(5/20/2015)
(1/9/2006)
(5/14/2015)
(5/14/2015)
(1/9/2006)
(1/9/2006)
(5/14/2015)
(8/21/2009)
(5/13/2015)
(1/9/2006)
(1/9/2006)
(5/15/2015)
(5/13/2015)
(5/14/2015)
(1/9/2006)
(12/14/2020)
(1/9/2006)
(5/19/2015)
(5/13/2015)
Exams
Series 8
Date: 2/24/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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