Daniel J. Fenton
Professional summary
Daniel James Fenton is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Boston, Massachusetts.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1993. Daniel has worked at 8 firms and has passed the Series 66, Series 63, Series 3, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel James Fenton's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2024 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 155 Seaport Blvd, Boston, MA 02210May 21, 2021 - September 9, 2024
FORESIDE FUND SERVICES, LLC
August 27, 2020 - January 11, 2021
EDWARD JONES
June 23, 2020 - January 11, 2021
EDWARD JONES
March 12, 2009 - December 26, 2018
PRINCIPAL FUNDS DISTRIBUTOR, INC.
September 17, 2007 - November 19, 2008
AMG DISTRIBUTORS, INC.
August 13, 2001 - August 8, 2007
GUGGENHEIM DISTRIBUTORS, LLC
January 18, 1996 - August 16, 2001
FIDELITY DISTRIBUTORS COMPANY LLC
March 12, 1993 - January 12, 1996
BAYBANKS BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
ALPS DISTRIBUTORS, INC.
CRD#: 16853Boston, MA 02210TRUST BUT VERIFY
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