Ilene G. Kelman

VOYA INVESTMENTS DISTRIBUTOR

NEW YORK, NY 10169

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CRD#: 2323383

Professional summary

Ilene Gail Kelman, who also goes by Ilene G Kelman, Ilene Kelman, is a registered financial professional currently at VOYA INVESTMENTS DISTRIBUTOR, LLC located in New York, New York.

Ilene is registered as a RR (Registered Representative) and started their career in finance in 1993. Ilene has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ilene G Kelman | Ilene Kelman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ilene Gail Kelman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 2024 - Present

VOYA INVESTMENTS DISTRIBUTOR, LLC

Office #1: 200 Park Avenue, New York, NY 10169

CRD#: 37886

NEW YORK, NY

Past

May 31, 2018 - May 7, 2024

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

November 25, 2014 - July 8, 2016

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

NEW YORK, NY

Past

May 31, 2011 - January 2, 2013

DWS DISTRIBUTORS, INC.

CRD#: 37306

NEW YORK, NY

Past

May 30, 2003 - May 31, 2011

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Past

May 30, 2001 - May 30, 2003

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

October 6, 1999 - April 17, 2001

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

September 1, 1998 - February 25, 1999

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 10, 1996 - September 1, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

November 7, 1995 - May 24, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 3, 1994 - October 9, 1995

D. H. BLAIR & CO., INC.

CRD#: 6833

NEW YORK, NY

Past

March 18, 1993 - May 16, 1994

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/14/2024)

Alaska
(5/14/2024)

Arizona
(5/14/2024)

Arkansas
(5/14/2024)

California
(5/14/2024)

Colorado
(5/14/2024)

Connecticut
(5/14/2024)

Delaware
(5/14/2024)

District of Columbia
(5/14/2024)

Florida
(5/14/2024)

Georgia
(5/14/2024)

Hawaii
(5/14/2024)

Idaho
(5/14/2024)

Illinois
(5/14/2024)

Indiana
(5/14/2024)

Iowa
(5/14/2024)

Kansas
(5/14/2024)

Kentucky
(5/14/2024)

Louisiana
(5/14/2024)

Maine
(5/14/2024)

Maryland
(5/14/2024)

Massachusetts
(5/14/2024)

Michigan
(5/14/2024)

Minnesota
(5/14/2024)

Mississippi
(5/14/2024)

Missouri
(5/14/2024)

Montana
(5/14/2024)

Nebraska
(5/14/2024)

Nevada
(5/14/2024)

New Hampshire
(5/14/2024)

New Jersey
(5/14/2024)

New Mexico
(5/14/2024)

New York
(5/14/2024)

North Carolina
(5/14/2024)

North Dakota
(5/14/2024)

Ohio
(5/14/2024)

Oklahoma
(5/14/2024)

Oregon
(5/14/2024)

Pennsylvania
(5/14/2024)

Puerto Rico
(5/14/2024)

Rhode Island
(5/14/2024)

South Carolina
(5/14/2024)

South Dakota
(5/14/2024)

Tennessee
(6/3/2024)

Texas
(5/14/2024)

Utah
(5/14/2024)

Vermont
(5/14/2024)

Virgin Islands
(5/14/2024)

Virginia
(5/14/2024)

Washington
(5/14/2024)

West Virginia
(5/14/2024)

Wisconsin
(5/14/2024)

Wyoming
(5/14/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 1/21/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/17/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/1/2004

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/16/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886 / SEC#: , 8-48020

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Orange Way, Windsor, CT 06095

Mailing Address

One Orange Way, Windsor, CT 06095

Phone number

(860) 275-2110

Established

Delaware since 10/01/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
VOYA FUNDS SERVICES, LLC	SOLE SHAREHOLDER
EASTON, STEPHEN JOSEPH	CHIEF COMPLIANCE OFFICER	3150168
POTESTA, TIFFANI ANNE	CEO, PRESIDENT, DIRECTOR & HEAD OF INTERMEDIARY DISTRIBUTION	4042592
WILLINGHAM, CATRINA	FINANCIAL OPERATIONS PRINCIPAL	7025979

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ilene G. Kelman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ilene Gail Kelman's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD MARKETING CORPORATION

JOHN HANCOCK DISTRIBUTORS LLC

DWS DISTRIBUTORS, INC.

DEAM INVESTOR SERVICES, INC.

DEUTSCHE BANK SECURITIES INC.

BNY MELLON SECURITIES CORPORATION

CITIGROUP GLOBAL MARKETS INC.

SALOMON BROTHERS INC.

CITIGROUP GLOBAL MARKETS INC.

D. H. BLAIR & CO., INC.

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/21/1998

Series 63

Date: 3/17/1993

SIE

Date: 10/1/2018

Series 3

Date: 3/1/2004

Series 7

Date: 3/16/1993

FINRA

Current Firm

VOYA INVESTMENTS DISTRIBUTOR, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VOYA INVESTMENTS DISTRIBUTOR, LLC

TRUST BUT VERIFY

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