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David Burton Essoyan

CRD# 2323083·Registered 1993 - 2015
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Burton Essoyan, who also goes by David Essoyan, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1993 - 2015. David had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

David Essoyan

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

CF GLOBAL TRADING, LLC·CRD# 104245
BD
New York, NY
October 17, 2012 - November 16, 2015
GEORGE WEISS & COMPANY LLC·CRD# 41526
BD
Hartford, CT
January 9, 1998 - February 11, 1999
GEORGE WEISS ASSOCIATES, INC.·CRD# 7683
BD
Hartford, CT
May 5, 1997 - February 11, 1999
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
April 1, 1993 - April 4, 1995

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Current Firm

CG
CF GLOBAL TRADING, LLC

CF GLOBAL TRADING, LLC

CRD#: 104245 / SEC#: 8-52725
BD
Terminated by SEC on 01/20/2026

Contact Information

Established

Delaware since 04/18/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
STATE STREET CORPORATIONPARENT COMPANY—
DEJOUX, EDOUARD HENRI GRACECEO / HEAD OF EQUITY TRADING1867482
DI PAOLA, JACQUELINE ANNCHIEF COMPLIANCE OFFICER / CO4275625
MANZO, MARK THOMASFINOP / PFO / POO1229739

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2012About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Nov 1994About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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