David J. Levine
Professional summary
David Jay Levine is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Clackamas, Oregon and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. David has worked at 15 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Jay Levine's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
August 30, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917December 11, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
September 22, 2022 - September 5, 2023
EMERSON EQUITY LLC
March 30, 2016 - September 5, 2023
EMERSON EQUITY LLC
January 30, 2015 - April 1, 2016
CABIN SECURITIES, INC.
January 3, 2014 - December 31, 2014
ARETE WEALTH MANAGEMENT, LLC
April 19, 2013 - December 31, 2013
CABIN SECURITIES, INC.
September 23, 2011 - January 4, 2012
HERITAGE FINANCIAL SYSTEMS, LLC
September 8, 2010 - August 29, 2011
NELSONREID, INC.
May 28, 2010 - August 12, 2010
UNITED EQUITY SECURITIES, LLC
December 2, 2009 - April 16, 2010
WORKMAN SECURITIES CORPORATION
December 2, 2009 - April 16, 2010
WORKMAN SECURITIES CORPORATION
January 4, 2006 - August 31, 2009
CAPWEST SECURITIES, INC.
January 4, 2006 - August 31, 2009
CAPWEST SECURITIES, INC.
December 1, 2003 - December 31, 2005
UNITED SECURITIES ALLIANCE, INC.
December 1, 2003 - December 31, 2005
UNITED SECURITIES ALLIANCE, INC.
February 27, 2001 - October 15, 2003
CINCINNATI ANALYSTS, INC.
January 19, 2000 - October 15, 2003
CINCINNATI ANALYSTS, INC.
March 7, 1996 - January 12, 2000
LPL FINANCIAL LLC
March 4, 1993 - March 13, 1996
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/5/2023)
(9/20/2023)
(9/13/2023)
(9/6/2023)
(9/6/2023)
(9/7/2023)
(9/6/2023)
(9/27/2023)
(9/13/2023)
(9/6/2023)
(9/7/2023)
(9/6/2023)
(9/6/2023)
(9/13/2023)
(9/6/2023)
(9/8/2023)
(9/7/2023)
(9/8/2023)
(9/6/2023)
(9/6/2023)
(9/12/2023)
(11/29/2023)
(9/7/2023)
(9/6/2023)
(9/7/2023)
(10/11/2023)
(9/6/2023)
(9/6/2023)
(9/11/2023)
(9/6/2023)
(9/7/2023)
(9/6/2023)
(9/7/2023)
(9/6/2023)
(9/11/2023)
(9/6/2023)
(9/6/2023)
(9/1/2023)
(3/31/2025)
(9/6/2023)
(9/8/2023)
(9/8/2023)
(9/7/2023)
(9/6/2023)
(9/6/2023)
(9/5/2023)
(3/31/2025)
(9/6/2023)
(9/8/2023)
(9/7/2023)
(9/6/2023)
(9/6/2023)
(9/8/2023)
(9/7/2023)
(9/6/2023)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
