Charlotte M. Alexander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charlotte Marie Alexander was a registered financial professional .
Charlotte is a previously registered financial professional and started their career in finance in 1994. Charlotte had worked at 1 firm and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 1994 - January 21, 1997
HATTIER, SANFORD & REYNOIR, A LIMITED PARTNERSHIP, L.L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HATTIER, SANFORD & REYNOIR, A LIMITED PARTNERSHIP, L.L.P.
CRD#: 2148 / SEC#: , 8-8201
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Civil Event | 1 |
Red Flags
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