Erick C. Lindewall
Professional summary
Erick Carl Lindewall, who also goes by Erick C Lindewall, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Erick is registered as a RR (Registered Representative) and started their career in finance in 1993. Erick has worked at 16 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erick Carl Lindewall's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2026 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901March 6, 2017 - September 19, 2018
BRIGHTHOUSE SECURITIES, LLC
April 13, 2016 - March 6, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
November 27, 2012 - April 7, 2016
TRANSAMERICA CAPITAL, LLC
June 17, 2010 - July 6, 2010
BRECEK & YOUNG ADVISORS, INC.
May 4, 2010 - July 30, 2012
SECURITIES AMERICA, INC.
April 23, 2008 - February 11, 2009
RIVERSOURCE DISTRIBUTORS, INC.
December 15, 2003 - April 11, 2008
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 1, 2002 - September 22, 2003
SIGNATOR INVESTORS, INC.
July 27, 2001 - January 1, 2002
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
June 12, 2000 - November 20, 2000
NEW ENGLAND SECURITIES
January 4, 1999 - October 8, 1999
SCUDDER FINANCIAL SERVICES, INC.
May 20, 1998 - December 31, 1998
DEAM INVESTOR SERVICES, INC.
January 2, 1996 - May 18, 1998
FIS SECURITIES, INC.
November 7, 1994 - December 31, 1995
FORESIDE FUNDS DISTRIBUTORS LLC
March 15, 1993 - April 22, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
March 15, 1993 - April 22, 1994
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 5/8/2026
Investment Company Products/Variable Contracts Representative ExaminationSeries 8
Date: 12/16/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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