John F. Wallace
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Wallace was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2006. John had worked at 5 firms and has passed the SIE exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2013 - January 5, 2016
VICTOR SECURITIES, LLC
October 8, 2009 - May 17, 2011
CHART GROUP ADVISORS, LLC
September 27, 2007 - July 14, 2009
MATRIX CAPITAL GROUP, INC.
May 23, 2006 - January 6, 2009
DSX INC
May 11, 2006 - February 12, 2007
WALLACE SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
VICTOR SECURITIES, LLC
CRD#: 146664 / SEC#: , 8-67841
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VICTOR IB HOLDINGS LLC | SOLE SHAREHOLDER | |
| BAKHLER, KIRILL | CEO & CCO | 4576372 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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